Traphagen Investment Advisors 13F: New $240K Stake in SHLD

Traphagen Investment Advisors stepped into Global X Defense Tech ETF (NYSEArca: SHLD) by opening a fresh position during the quarter, according to a Form 13F filing with the SEC on October 14, 2026. Because 13F reports look backward at the close of a reporting period, this filing shows what the firm held at that time and may not reflect its current holdings today.

What Changed in Traphagen Investment Advisors's Global X Defense Tech ETF Position

The firm initiated a brand-new stake in Global X Defense Tech ETF by picking up 4,003 shares. The total value of the new holding was reported at $240,490. Because this was a new purchase, the firm held zero shares prior to this filing period.

Global X Defense Tech ETF Stock Up 1.0%

Global X Defense Tech ETF recently traded around $61.24 as of October 16, 2026. The shares sit below both the 50-day moving average of $63.86 and the 200-day moving average of $67.78. The stock trades below its 52-week high of $78.49 and above its 52-week low of $57.89.

Dividend

The fund pays a dividend with a yield of 0.7%.

About Global X Defense Tech ETF

Global X Defense Tech ETF focuses on the defense technology sector. The fund puts most of its money into the Global X Defense Tech Index, holding common stocks, American Depositary Receipts, and Global Depositary Receipts tied to the index. This gives investors a way to target companies working on defense tech innovations.

Bottom Line

Investors tracking Traphagen Investment Advisors will need to wait for subsequent SEC filings to see if the firm continues building its stake or shifts strategy. Institutional 13F filings offer a look at how professional managers allocate capital, but they arrive weeks after the quarter ends.