Phillip Goldstein Insider Trades & Stock Holdings

Secretary · Total Return Securities, Inc. · Latest filing Oct 8, 2026

Phillip Goldstein, Secretary at Total Return Securities, Inc. has 1 Form 4 trade on file since Oct 8, 2026. Open-market activity: 1 purchase ($28.64K) and 0 sales ($0), net +$28.64K. Latest filing: acquired 5K shares of $SWZ on Oct 8, 2026 at $5.73.

Trades on file

1

Open-market bought

$28.64K

Open-market sold

$0

Net open-market

+$28.64K

Latest filing

Oct 8, 2026

All insider trades by Phillip Goldstein

Date	Ticker	Type	Shares	Price	Value	Owned after	ΔOwn	1W	1M	6M	Role	Filing	Story
Oct 8, 2026	$SWZ	Buy (Open-market buy)	5K	$5.73	$28.64K			+0.3%			Secretary		—

"Buy" means shares acquired on the Form 4 (including grants and option exercises); "Sell" means shares disposed. 1W / 1M / 6M = how the stock moved after the trade.

Stocks Phillip Goldstein traded

• $SWZ

Frequently asked questions

Has Phillip Goldstein been buying or selling stock?

Phillip Goldstein has 1 open-market purchase and 0 open-market sales on file, net +$28.64K. Grants, option exercises and tax withholding are listed separately because they are not open-market trades.

What was Phillip Goldstein's latest insider trade?

acquired 5K shares of $SWZ on Oct 8, 2026 at $5.73.

Data comes from public SEC Form 4 and 13F filings and STOCK Act disclosures. Dates are the trade or filing date reported. This page is for research only and is not investment advice.